Before funds are sought from the Samuel N. and Mary Castle Foundation, the applicant organization should review the Foundation’s priorities and policies to determine whether it is eligible to be considered for funding and whether the type of activity proposed is in one of the Foundation’s funding areas.
The Foundation receives many more applications than it can fund. To assist applicants in deciding whether an application will be worth submitting, we require applicants to contact the Foundation’s Executive Director by letter, e-mail, phone or a personal visit before making fund application. A site visit may be required if the organization has not applied before or in many years.
All proposals passing the pre-screen process must be received in the Foundation office by e-mail attachment, fax, regular postal mail or walk-in delivery by 5:00 p.m. of the due date.
The deadlines are January 15 for the February trustee meeting, May 15 for the July/August meeting, and September 5 for the December meeting.
The Samuel N. and Mary Castle Foundation is not an international funder and applications are not accepted outside the U.S. The Foundation only rarely funds in the U.S. outside Hawaii. All mainland U.S. applications must be invited by the Trustees to be considered for funding.
The following materials should be included in any funding request submitted for review by the Trustees. Click the tabs below for detailed information:
- The letter must be signed by Executive Director and Board Chair
Proposal (two copies)
- a brief summary of the organization, its history, mission, goals and major achievements
- the population to be served by the proposed project or program and any relevant characteristics (e.g. size, age)
- the community opportunity or need for which the proposed activity is a response or solution (cite source or reference if statistics or opinions are included)
- program or project objectives, a summary of the activities to be funded, and any other programmatic details that might be needed to clarify the request
- the amount of funds requested from the Foundation, the duration of time over which Foundation funds will be needed, and anticipated sources of support when Foundation funding ceases
- the method to be used to determine the effectiveness of the funded program or project
- information about the staff of the organization, including those responsible for the program or project
Additional Materials (one copy)
- Internal Revenue Service determination letter for the organization dated after 1969
- charter and bylaws for the organization if a proposal has not been submitted to the Foundation within the past five years or has had changes in governance
- most recently completed audited financial statements for the organization’s operations showing the year’s income and expenses, final balances at year’s end and an explanation for anything unusual reported in the statements. The Trustees prefer two years of audited statements if available. Exceptions to the audited financial statement are made on a case-by-case basis, especially for church-related preschools or start-up organizations serving children 0-5
- a copy of the organization’s current operating budget
- a cover letter, including the signatures of the presiding officer of the board and the executive director (or person in the equivalent role) of the organization to indicate that both the board and the chief staff person have approved the proposal being submitted to the Foundation
- name and phone number of contact person with whom Foundation staff may make arrangements for an interview or site visit, or from whom they may request additional information
One-Page Executive Summary (two copies)
- a one- to two-page summary of the proposal
Project + Current Operating Budget (two copies)
- an expense budget for the proposed activity and the revenue plan for the budget with categories of sources and amounts
Audit (one copy)
- most recently completed audited financial statements for the organization’s operations showing the year’s income and expenses, final balances at year’s end and an explanation for anything unusual reported in the statements. The Trustees prefer two years of audited statements if available. Exceptions to the audited financial statement are made on a case-by-case basis, especially for church-related preschools or start-up organizations serving children 0-5.
Board of Directors List (two copies)
- a current list of members of the organization’s board of directors, with occupations or positions, and a statement of board involvement and functions within the organization
Organizations that have submitted their charters, bylaws and 501(c)(3) before, need not submit them again.
Applicant organizations should not bind their proposals or submit videos or other items which have not been requested by the Foundation.
Please address all correspondence and the proposal to Mr. Al Castle, Executive Director at the Samuel N. & Mary Castle Foundation.
Questions regarding information to be included in a proposal should be directed to the Foundation staff through phone or email.